Securities and Exchange Commission KorThor. 2/2560 Prescribing Natures of Giving Advice to Public Not Being Regarded as Engagement in the Derivatives Business in the Category of Derivatives Advisor
ทำไมควรลงทุนกองทุนรวม วางแผนการลงทุน การเริ่มต้นลงทุน DCA/กลยุทธ์การลงทุนต่าง ๆ การจัดพอร์ตลงทุน (Portfolio Wealth Advice) เครื่องมือรู้จักตัวเอง และคำแนะนำจัดสรรวงเงิน เครื่องมือคำนวณเงินลงทุนลด
) การพัฒนาบล็อกเชน สินทรัพย0ดิจิทัล หรือซอฟต0แวร0ที่เกี่ยวข#อง (1.2) การพัฒนาหรือตรวจสอบสัญญาอัจฉริยะ (smart contract) (1.3) การให#คำปรึกษาทางการเงินในการเสนอขายสินทรัพย0ดิจิทัล (financial advice/ICO
/2560 Re: Rules on Personnel in the Capital Market Business (No. 7) dated 30 August 2017. ** investment consultant for complex products Type 2 is allowed to give investment advice on all types of non
disclosures that involve risks and opportunities concerning climate change, enabling them to analyze securities, give investment advice, and make investment decisions efficiently. This is also a major step
regulations of customer advice and services, customer data collection and assessment, disclosure of indicative prices, and specific requirements applicable to DA Exchanges regarding contractual practices
and investors are in a safe environment, free from online investment scams,” added Secretary-General. To report suspicious investment solicitations or seek advice, please contact the SEC via the
investment consultant for complex instruments type 1 is allowed to give advice to investors about capital market products without complex features and products with high risks or complexity of all types. Ex
Pursuant to the MOU, SEC and TGO will cooperate in sharing knowledge, communicating and giving advice to listed companies, securities issuers or business operators under SEC supervision regarding the
services. This is to ensure that such capital market personnel can provide appropriate advice and useful information to investors. Meanwhile, the Prof. Link platform will further facilitate license renewal