asset management companies. In addition, this initiative encourages the disclosure of sustainability-related information of sustainable fund according to SRI Fund standards which helps to reduce the risk

deliver securities according to the agreement. These proposed amendments aim to ensure proper protection for ordinary persons in the institutional investor group.  The consultation paper is available at

according to the terms and conditions. In this regard, the SEC has issued guidelines for the duties of the representative of the bondholders whereby the representative is required to analyze the

) whereby necessary and sufficient information for decision-making for shareholders must be provided in order to facilitate the shareholders who cannot attend meetings to be able to vote according to their

According to BBL’s inspection report and SEC’s further investigation, it was found that {A} had submitted false documents to the bank by signing on unit subscription orders for the client in order

TMB Bank Public Company Limited (TMB).According to the operating report of TMB, a Limited Broker Dealer and Underwriter (LBDU) licensee, and SEC’s further investigation, it was found that Sunisa had

securities, and enhance investors’ confidence.  According to the proposed regulations, the terms, “executive” and “business in the group” would be defined in accordance with the legal presumption under the

. Pursuant to the amended rules, the approval process is now divided into two steps, namely: (1) examining the qualifications and appropriateness of the required work systems according to the application

business operators in making adjustments in response to the growing changes in the digital age and operating business according to their expertise. SEC will continue to make useful developments for

According to AIA’s inspection report and SEC’s further investigation, it was found that Sorrapon received the unit-linked life insurance premium from the client but did not forward the premium