FL 2024 CO., LTD. FL 2024 CO., LTD. ("FL") (Former FINANCIAL LINK MUTUAL FUND BROKERAGE SECURITIES CO., LTD.) a company licensed Securities Brokerage : Investment Units, failed to comply

Wealth Asset Management Company Limited— as a company licensed securities brokerage, failed to comply with the rules, conditions and procedures as specified in the notification. In this regard, there were

Bitazza Company Limited During May 25, 2025 – September 3, 2025, Bitazza Company Limited (''Bitazza''), a digital asset broker, failed to comply with the rules, conditions and

, 2025 – September 18, 2025, Bitazza, a digital asset broker, failed to comply with the rules, conditions and procedures as specified in the notification. In this regard, Bitazza's compliance system

comply with the civil sanction. Later, on 26 February 2018, the public prosecutor filed a legal action against Surasak and Ekkamon with the Civil Court after the SEC had submitted the case for the Court

transfer of fiat money from the accounts opened for the benefit of clients shall comply with the principles for decentralized approval authority, multi-sign approval authority, and check and balance, in the

information to sell IFEC shares, to pay civil penalty and compensation for the benefits gained from committing the offense. However, Suphanan did not agree to comply with the civil sanction. Later, on 27

the next two years from June 16, 2011. The order has been issued after the SEC?s finding indicated his serious audit mistake and failure to comply with the auditing standards  in performing the audit of

failure to comply with the SEC?s order, the company and its responsible management are liable to violation of Section 58 (3) of the Securities and Exchange Act B.E. 2535 (1992) with penalties under Section

for one year from September 22, 2011. The order has been issued after the SEC?s finding indicated his audit mistakes and failure to comply with the auditing standards in peforming the audit of Nippon