Custody of Clients’ Assets by Securities Companies (Codified)
business operators that provide custody of clients’ digital assets to establish https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=9827 SEC public warning of solicitation for investment in digital assets
securities and derivatives business (Disclosure Date : 30/05/2024) http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=0755&CaseYY=2567 SEC public warning of solicitation for investment in
Date : 30/05/2024) http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=0755&CaseYY=2567 SEC public warning of solicitation for investment in digital assets to be digital assets (called
(Oldest) SEC reveals guidelines to regulate digital assets issuers, related intermediaries and those who transact with digital assets, and lessen chance for people on deception or be at disadvantages as
following funds: (a) a fund which clearly states that it shall hold the assets in which it has invested until its maturity or throughout each investment period or the term of private fund management contract
an approval from the Office, it shall comply with the following conditions: (1) must be an advertisement for any of the following funds: (a) a fund which clearly states that it shall hold the assets in
electronic media. The presentation of such information shall not be more prominent than other information in the advertisement, and shall have the following statements: (a) a warning stating that “the past
other information in the advertisement, and shall have the following statements: (a) a warning stating that “the past performance of (specify the name of the fund) is not indicative of future performance