proposed granting corporate income tax exemptions to “mutual funds” whose units are subscribed solely by provident funds. In light of this approach, SEC is revising the regulations on establishing mutual

SEC booth this year will be modernized with our reaching out approach to investors and the general public. As this year marks our 20th anniversary, it is a very special occasion for rebranding and

required to employ Value-at-Risk (VaR) approach in determining global exposure to better reflect market risk. Also, the funds must run stress test and back test along with disclosing information on VaR in

include information material to making investment decision and in comprehensible language and formation.?Changing working approach and implementing personnel capacity building will support TIA to be

SEC’s approach to supporting and driving the business sector toward a green economy, including the Capital Market Supervisory Board’s approval of revisions to the relevant regulations to accommodate the

approved by SEC Appraised Value of PD’s assets using the Income Approach (THB million) 15 Business Advisory Co., Ltd. 2,031.80 Nexus Property Consultants Co., Ltd. 2,006.90 However, the final assets value

requires proper license under the Digital Asset Business Law:    (1) having a digital platform displayed, in whole or in part, in the Thai language;  (2) having a digital platform registered by using a

Bangkok, August 19, 2013 - The SEC today filed a criminal complaint with the Department of Special Investigation (DSI) against {A} on the ground to believe that he sold {X1} Plc. shares by using non

submitted a selling order for the first client?s investment units and deposited money obtained from the selling into a saving account she opened at Tisco Bank Plc., using the client?s signature that she had

Office of the Securities and Exchange Commission No. SorThor. 20/2549 Re: Rules for Derivatives Broker on Using of Derivatives Investor Contact Service and Back Office Service from Service Provider By