. The current rules require both the issuers as well as all affiliates that engage in the main business of a group of companies to meet the qualifications and disclose information in the Filing Form

the principle  and the draft regulation which would require the auditor to report to the Audit Committee of securities company** or the Audit Committee of listed company any suspicious circumstance

transaction volume to use of standby subordinated loan facility to recover NC shortfall on a temporary basis which will reduce costs for seeking short-term finance. (2) To require the business operator

lawsuit against Surin in the Civil, pressing for civil sanctions with the highest legal penalty. SEC has sought the Court’s ruling to require Surin to pay a civil fine, compensate the benefits received

require financial advice and planning service from advisors who are knowledgeable, provide quality services and are considerate of interest of the customers. Hence, the “Wealth Advice for All” project was

money more efficiently, the SEC, with the approval of the Capital Market Supervisory Board at the Meeting No. 10/2565 dated 22 September 2022, is proposing a regulation that would require AMCs

Discipline). Sira Intarakumthornchai, PricewaterhouseCoopers ABAS Ltd. (PwC Thailand) Chief Executive Officer revealed that ?Good audit committees require extensive knowledge and experiences on their roles as

will also require NMG Chairman of the Board to make clarification according to normal procedure. If non-compliance with the said provision is found, the SEA prescribes the penalty under the first

sufficient information for their decision making. It is important to note that the transactions require the shareholders? meeting approval with the vote of at least three quarters of the shareholders attending

, constituting an offense. Accordingly, the criminal fining committee issued an order to require the company to pay a fine. In addition, Mr. Suphan Sethapanich committed an offense under Section 283 paragraph 1