Earlier, the SEC received tips from the concerned public and stakeholders that unlicensed digital asset business operators, both local and foreign, were soliciting investments and services to the

client accepted the proposed transactions. At the end of trading day, {A} notified the amount of money to be received or paid whereas the client did not reject or decline the transactions. In case of {B

receivables, trade payables, other payables, payable for asset acquisition, accrued expenses, and advance received from director. Accordingly, the auditor was unable to use other means to obtain sufficient

Q4/2012 net loss of 403.75 million baht, respectively, due to cash received from written-off foreign accounts receivable and disposal of non-operating land.  Usavadee and Perayuth facilitated Swake?s

received benefits from such trading activities were that same group of persons.  Kajonchai, who functioned as an investor contact (marketing officer) for KGI Securities Plc., assisted such trading activities

documents. The SEC, therefore, considers the tender offeror has not yet submitted the tender offer in accordance with Section 247 of the Securities and Exchange Act B.E. 2535. Earlier, the SEC received

financial statements by May 27, 2015. AIE was also required to clarify the auditor?s inquiries on cost of sales and inventories by May 12, 2015. The SEC received AIE audit committee report concerning the

Lane and Ratanaporn Aoonta for operating securities business without license.The SEC received a complaint from a foreign investor that he had been solicited by the financial and investment consultants of

Bangkok, March 28, 2013 - The SEC imposed a three-month suspension on {A}, a securities market investment consultant of  Trinity Securities Co. Ltd.The SEC received a report from Trinity Securities

routine inspection of Kasikorn Securities Plc, the SEC found that {A} did not record a number of derivatives trading orders from a client. {A} admitted that she received the client's derivatives trading