in ASEAN countries which are signatories to the Memorandum of Understanding ("MoU") to establish cross-border offering framework. Malaysia, Singapore and Thailand are expected to sign the MoU by the

auditor to do the special audit and showed no sign of progress. The SEC, therefore, will  not extend deadline for THL?s special audit submission and will later take legal action against THL and responsible

Holding, causing damage to both companies. Additionally, Mr. Somchai, authorized to sign for money withdrawal on behalf of the company, misappropriated B30 million which had disappeared from SECC Holding’s

Ms. Mutita Nilsawad Ms. Mutita Nilsawad, an assistant managing director for marketing and public relations of S.E.C. Auto Sales and Services Plc. (SECC) with the power to sign company check or

Plc. (SECC) with the power to sign company check or withdrawal slip, failed to make proper verification before he jointly co-signed company payment checks or withdrawal slips in advance with another

/ActandRoyalEnactment/Act/translate-spv.docx HouseStyle is aware or in possession of the inside information related to a digital token offeror or the characteristics or particulars of digital tokens shall: (1) purchase

make without using inside information.SEC Secretary-General Thirachai Phuvanatnaranubala said, ?Trading of listed securities has been regularly monitored by state of the art surveillance system of the

. Before such information became public, Sinsathien had purchased PRO shares through the trading account of Sompis during January 11-31, 2007. His action was deemed using inside information to gain unfair

Bangkok, May 21, 2014 - The SEC revealed that the Settlement Committee imposed a total fine of 9,670,432.91 baht on {A} and {B} for using inside information to sell {X1} Company shares.With the

revisions, the business operators will be required to have in place a sound internal control system, by taking into account the utmost interest of customers, for preventing the use of inside information and