mutual fund under Thai securities law although utilizing different forms of instruments such as shares or trust certificates. Eligible CIS must be managed by CIS operator subject to supervision of ASEAN
registered to be derivatives intermediaries; (6) a financial institution whose core business is under direct supervision of another regulatory agency and later obtained license to undertake securities business
means the following securities: (1) the investment unit specified under the Law on Securities and Exchange ; (2) a financial instrument or certificate representing the right of the holder as the owner or
2018 (effective on 16 July 2018). 2 (1) the investment unit specified under the Law on Securities and Exchange; (2) a financial instrument or certificate representing the right of the holder as the owner
liquidator under the first paragraph shall be given prior approval from the Office. Expenses and remuneration arising from liquidation of any mutual fund shall be paid from the assets of that mutual fund.
functions are performed for any third parties or for the trustee, securities companies, commercial banks or financial institutions established under specific law, and shall include the person performing duty
, the SEC promulgates regulations as follows: Clause 1 In this Notification: (1) “foreign ETF” means collective investment scheme in category of exchange-traded fund established under law of foreign
Company is entitled to nominate one (1) director out of three (3) directors of BCB. The transaction size of said acquisition is within the scope of acquisition of assets under the Notification of the