offenders above, as summarized below: (1) The offenders – namely, Satit and Sirivat – are required to separately pay a civil monetary penalty and a reimbursement of the investigative expenses incurred by
that NAUTIC has the accounting value and the fair value below zero may be a reason to suspect that NAUTIC may lack the capability to continue business operation in the long run; (3) It is unnecessary
Section 296/2 and civil sanctions under 317/4 and Section 317/5 of the SEA. The CSC has therefore resolved to impose civil sanctions on the four offenders above, as summarized below: (1) Thanaris
capital refer to those whose net capital fall below the minimum requirements. The requirements of net capital maintenance are: (1) Net Capital (NC) with liquid assets, after deducting total liabilities and
assets owned by issuers in the Thai public sectors or businesses established under Thai law, as summarized below: (1) Stocks listed on the Stock Exchange of Thailand (SET) and the Market for
executive in a securities issuing company or a securities company, as summarized below: (1) Atthavut shall pay a civil penalty, a compensation at an equal amount to the benefit received or
securities company, as summarized below: (1) Atthavut shall pay a civil penalty, a compensation at an equal amount to the benefit received or should have been received, and a reimbursement of the
expenses incurred by the SEC. Additionally, they are each barred from serving as director or executive in securities issuing companies or securities companies, as summarized below: (1) Mr
overseas subsidiaries’ capital structure”). The resolutions relating thereto are set out below: 2.1. Approve CHHK, a wholly owned subsidiary of CBG, to increase capital by the principal sum equivalent to the