Notification of the Securities and Exchange Commission No. KorJor. 3/2557 Re: Rules on Units of Foreign Collective Investment Scheme Exempted from the Provisions of Public Offering for Sale of
keeps records of lending of money to a client for purchasing securities and lending of securities to a client for making a short sale; 4“initial margin rate” means a minimum rate of money to be paid or
by the preparation of the consolidated financial statements. 3. Reversal of provisions for litigation The decrease from the same period last year by 10.88 million baht due to Q2 2016 Reversal of
the Securities and Exchange Act (No. 4) B.E. 2551 (2008 ) and Section 109 of the Securities and Exchange Act B.E. 2535 (1992) which contain certain provisions in relation to the restriction of rights
the Securities and Exchange Act (No. 4) B.E. 2551 (2008) and Section 109 of the Securities and Exchange Act B.E. 2535 (1992) which contain certain provisions in relation to the restriction of rights and
, Paragraph 2 of Clause 45/1 of the Notification of the Capital Market Supervisory Board No. Tor Dor. 2/2554 Re: Provisions on Issuance for Sale of Sukuk and Disclosure of Information dated 10 January 2011 as
contain certain provisions relating to the restriction of rights and liberties of persons which Section 29, in conjunction with Section 33, Section 34, Section 41, Section 43, Section 44 and Section 64 of
for reference. Notification of the Capital Market Supervisory Board No. Tor Jor. 14/2558 Re: Provisions relating to Offer for Sale of Securities Issued by Foreign Company Whose Shares Have Been Traded
protection Customer (KYC), fit and proper personnel, standard sales process, management of customers’ digital assets and related data, and capital adequacy. There are also new provisions about the