5. The Characteristics and scope of the interest of the connected persons to enter to the connected transaction. This transaction is considered as the connected transaction regarding the receipt of
= Value of Transaction/Non Tangible Assets = 36.15 million Baht/5,165 million Baht = 0.70% of NTA 6. The Characteristics and scope of the interest of the connected persons to enter to the connected
October 2009. -signature- (Vijit Supinit) Chairman Securities and Exchange Commission Remark: The rationale for issuing this Notification is to specify rules and to extend the scope of derivatives brokerage
will be major shareholders of the securities companies, as follows: (1) major factor which is the facts that the Office give more weight than other facts in considering, as follows: (a) the scope of
shareholders of the securities companies, as follows: (1) major factor which is the facts that the Office give more weight than other facts in considering, as follows: (Translation) -2- (a) the scope of effect
shall have a clear scope of work and shall not combined with other units which will lead to conflict of interest; □ (2) Procedures in controlling person in and out of the unit responsible for custody the
unit responsible for custody of private fund assets shall have a clear scope of work and shall not combined with other units which will lead to conflict of interest; □ (2) Procedures in controlling
seminars organized either by securities companies or training institutes accepted by the Office; (2) Being a speaker, lecturer, full-time or guest instructor at universities accepted by Office. 1.2 Scope of
. 1.2 Scope of activities Skill and knowledge-oriented activities useful for performing duties of investor contacts, covering (1) business-related subjects and (2) rules, regulations, code of ethics or