house, as the case may be. Clause 3. In proposing regulations of a derivatives exchange or a derivatives clearing house for approval of the Capital Market Supervisory Board, the derivatives exchange or
/News_Detail.aspx?SECID=10275 SEC amends ETF regulations to expand varieties for investors and enhance competitiveness of asset management companies (AMC), the SEC conducted a public hearing in November, proposing
in November, proposing the principles and draft notifications for the amendments to https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10499 SEC imposes penalties on AEC and its executives and
measures for prevention of conflicts of interest. Clause 4 . The management company shall submit to the Office the following information relating to its property fund managers in the forms and procedures
managers in the forms and procedures provided in the Office’s electronic work system: (1) report on appointment of property fund managers which shall be submitted not less than fourteen days prior to the
compared with the preceding year. □ 2. Supporting documents for consideration under Clause 4 (2): □ (1) Violation record, under the law specified in the Notification, of an applicant, directors, managers and
Notification, of an applicant, directors, managers and administer directors including deputy managers, assistant managers, department directors and other persons with different titles but hold similar positions
’ business and financial profiles. Relationship Managers (RMs) are responsible for analyzing and proposing suitable credit products and services to match customer needs, presenting credit proposal to credit