the settlement procedure (SEC News No. 87/2014), but later failed to make fine payment in full as specified by the Settlement Committee. The criminal case has thus not been regarded as settled.In this
(2) of the Securities and Exchange Act B.E. 2535 (1992) in conjunction with Section 83 of the Penal Code. As the 9 persons named above agreed to enter the settlement procedure, the Settlement Committee
. As the said four alleged offenders declined to enter the settlement procedure, the SEC therefore filed the criminal complaint against them with the DSI for further legal proceedings. In any case, the
penalties under Section 296 of the SEA in conjunction with Section 86 of the Penal Code.As the three persons agreed to enter the settlement procedure, the Settlement Committee imposed fines on Choavalit
actions, as aider and abettor, were in violation of Section 241 of the SEA in conjunction with Section 86 of the Penal Code.As the three persons agreed to enter the settlement procedure, the Settlement
: Offering of Units of Infrastructure Trusts (No. 4) dated 6 March 2017 (effective on 1 June 2017). 5 Clause 8 An application shall be filed to the SEC Office accordingly to the procedure prescribed by the SEC
://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=7045 SEC begins public hearing on digital asset advisers and fund managers as new businesses under supervision have expressed interest and discussed with SEC the
https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=7045 SEC begins public hearing on digital asset advisers and fund managers as new businesses under supervision have expressed interest and discussed
://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10160 SEC Thailand’s Public Hearing on Regulatory and Supervision of New Digital Asset Businesses https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=482 SEC