. The SEC therefore suspended them from duty as approved investment consultant for one month. For {C}, the SEC received a report from her employer that she failed to record some of her client trading
attempt to promote derivatives market development. The plan followed the Cabinet?s recent approval for inclusion of silver and platinum on the SEC list of 14 approved goods and variables under the
Bangkok, April 4, 2011 - The SEC Board at its meeting No. 4/2011 today has approved the issuance of new license for undertaking brokerage business limited to precious metals derivatives covering gold
Bangkok, April 16, 2014 ? SEC Secretary-General Vorapol Socatiyanurak revealed that the Capital Market Supervisory Board approved to revise rules governing capital market personnel to standardize the
acquire 100% of shares in Pro Solar One Co.,Ltd ("ProOne"), a solar power plant operator. The acquisition price was set at 325.30 million baht for 2,632,499 shares. Board of directors and audit committee of
Advice dated January 18, 2012. The SEC therefore suspended {A} for one-month from her duty as an approved capital market investment consultant. Taking into account that {A} had already been suspended by
to Perform Duties of Analyzing Investment and Giving Investment Advice dated January 18, 2012. The SEC therefore suspended {A} for three months from her duty as an approved capital market investment
January 18, 2012. Accordingly, the SEC suspended {A} for six months and {B} for three months from their duties as the approved securities investment consultants, effective from March 21, 2014
Investment and Giving Investment Advice dated January 18, 2012. The SEC therefore suspended {A} for one month from her duty as an approved capital market investment consultant. Taking into account that {A} had
} for six months from his duty as an approved securities investment consultant, effective from May 14, 2014.