IT-related risks arising from the use of technology;           (5) To Improve other details of the rules to better communicate the intent of the oversight and enable effective risk control

fostering long-term savings through mutual funds, highlighting the regulations and oversight to ensure that mutual funds are managed professionally, transparently, and in the best interests of unitholders

confidence in the capital market and protecting investors through appropriate strategies. She emphasized the "Preventing, Deterring, and Suppressing" measures for more effective regulatory oversight and

Scorecard Assessment whose results are expected for announcement in early 2020. ACMF members also used this opportunity to share experiences and pools of knowledge on digital asset oversight to prepare for

, certain shareholders may have the number of voting share more or less than the number of voting rights, which may be contrary to the major shareholder oversight principle that aims to supervise the actual

communication, and (4) the oversight of fund products and duty performance of selling agents.  The consultation paper is available at www.sec.or.th/hearing. Stakeholders and interested parties are welcome to

region. The ASEAN Audit Regulators Group?s (AARG) 5th Annual Meeting was held in Kuala Lumpur from June 15-16, 2015.Hosted by Audit Oversight Board (AOB), Securities Commission Malaysia, the meeting was

efficient risk management under the supervision of the Risk Oversight Committee, Market Risk Management Sub-committee and Enterprise Risk Management Division, to maintain risks within prudent limits. 2.3

closely monitoring the situation and assessing possible impacts, placing importance on efficient risk management under the supervision of the Risk Oversight Committee, 8 Market Risk Management Sub-committee

ผลการรับฟังความคิดเห็นจากผู้เกีย่วข้อง (public hearing) เร่ือง การปรับปรุงหลกัเกณฑ์การก ากบัดูแลการประกอบธุรกจิการจัดอนัดับความน่าเช่ือถือ เพ่ือให้สอดคล้องกบั IOSCO standard และรองรับการประเมิน FSAP