. The SEC, Thailand cannot undertake any responsibility for its accuracy, nor be held liable for any loss or damages arising from or related to its use. ------------------------------- Notification of the
addition, clients should be given more than one choice of fund, and intermediaries should follow up on clients? investments on a regular basis and keep clients informed of changes for clients? benefits
Bangkok, May 15, 2013 - The SEC imposed a one-month suspension on {A}, a capital market investment consultant of RHB OSK Securities (Thailand) Plc. and disclosed inappropriate behavior of {B}, a
Bangkok, December 7, 2012 ? The SEC will not accept application of Chanunkorn Satiraprapakul for approval as auditor in the capital market for one year, as from December 7, 2012. This follows the SEC
26,411,000 ordinary shares with paid up capital of Baht 3.07 per each share, equivalent to the total paid up capital of Baht 81,571,770 of Origin One Thonglor Co., Ltd. (“One Thonglor”), a subsidiary of the
value of each business may be less than one billion baht: * This Clause applies to the naming of the fund in Thai. 11 Amended by the Notification of the Capital Market Supervisory Board No. Tor Nor. 49
this Notification: (1) “ fund ” means an infrastructure fund; (2) “ management company ” means a securities company holding a license to manage mutual funds; (3) “ infrastructure asset ” means: (a) the
TRANSLATED VERSION As of January 15, 2015 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the
translation is strictly for reference. Notification of the Capital Market Supervisory Board No. TorThor. 31/2556 Re: Rules on Application for Obtaining an Approval and Granting to Establish Branch Offices of