of the Information Technology of a Securities Company. 2. Segregation of Duties. 3. Physical Security. 4. Information and Network Security. 5. Change Management. 6. Backup and IT Contingency Plan. 7

related to requested procedure, development or alter procedure, examining procedure and transfer operational system procedure. [A] o Providing a procedure or compliance guideline for emergency change and

ONE ASSET MANAGEMENT LIMITED| | Offering Date : 09/09/2003 - 16/09/2003

ONE ASSET MANAGEMENT LIMITED| | Offering Date : 03/01/2005 - 10/01/2005

ONE ASSET MANAGEMENT LIMITED| | Offering Date : 09/05/2005 - 16/05/2005

ONE ASSET MANAGEMENT LIMITED| | Offering Date : 01/01/2011 - 01/01/2011

ONE ASSET MANAGEMENT LIMITED| | Offering Date : 14/10/2013 - 25/10/2013

ONE ASSET MANAGEMENT LIMITED| | Offering Date : 22/07/2014 - 31/07/2014

ONE ASSET MANAGEMENT LIMITED| | Offering Date : 09/10/2015 - 27/10/2015

ONE ASSET MANAGEMENT LIMITED| | Offering Date : 04/02/2008 - 14/02/2008