Capital Market Supervisory Board No. TorThor. 8/2551 Re: Rules, Conditions and Procedures relating to Applying for and Permission of Establishing Branch Offices of Securities Company dated 2 April 2008; (2
that the Company shall use the net dividends obtained from GLOW during the 12-month period to repay the short-term loan. 9. Opinions of the Board of Directors on the entering into of the transaction
of the short-term loan stipulates that the Company shall use the net dividends obtained from GLOW during the 12-month period to repay the short-term loan. 9. Opinions of the Board of Directors on the
were effective as from October 5, 2013. {A} and {B} were banned from holding any securities company management position while approval for investment consultant of {C}, {D}, {E}, {F}, and {G} were
following criteria unless a waiver has been obtained from the SEC Office: (a) any director who is an authorized signatory of the company, independent director, manager, or any person holding equivalent
hereunder: “intermediary” means a securities company or a derivatives intermediary. “fund management company” means a securities company licensed to undertake securities business in the category of mutual
obtained an approval from the Office according to rules and procedures prescribed by the Office. Clause 4 . Upon an appointment of the liquidator, the management company shall: (1) deliver to the liquidator
obtained an approval from the Office according to rules and procedures prescribed by the Office. Clause 4. Upon an appointment of the liquidator, the management company shall: (1) deliver to the liquidator