According to the SEC Strategic Plan, the goal of building competitiveness can be achieved through standard rules and regulations. In this regard, the regulatory guillotine scheme,* which focuses on review of rules and regulations to maintain only necessary ones and ensure effective enforcement, can help SEC build a body of standard regulations in line with the changing environment without compromising appropriate investor protection and convenience for business operation.The SEC therefore...

“Director Pool”, a database for nomination of directors who have appropriate qualifications and skills, which is another initiative that helps enhance women’s exposure to corporate leadership and directorship

Re: Guidelines Relating to Operating Systems of Fund Management Business

Approval for Undertaking of Derivatives Business

Dissemination of Information Relating to Securities Offering Prior to the Effectiveness of Registration Statement and Draft Prospectus (No. 2)

Establishment of Mutual Funds and Execution of Agreements for Establishment of Mutual Funds and Execution of Agreements for Management of Private Funds (No. 2)

Rules Conditions and Procedures for Management of Funds (No. 2)

Establishment of Mutual Funds and Execution of Agreements for Management of Private Funds (No. 4)

Rules, Conditions and Procedures for Management of Funds (No. 4)

Related Persons of Unitholders of Property Funds for Solving Financial Institution Problems, Mutual Funds for Solving Financial Institution Problems and Property and Loan Funds