. Notification of the Office of the Securities and Exchange Commission SorThor. 41/2543 Re: Approval for the Execution of Derivatives Transaction Outside the Stock Exchange of Thailand 08/09/2000 26/09/2000 5
hereby issues the guidelines for application and approval for appointment of person to be director or manager of a securities company as follows: Clause 1 The Notification of the Office of the Securities
/2010 8. Notification of the Office of the Securities and Exchange Commission OrThor/Nor/Khor. 11/2548 Re: Practical Guideline on Application for Approval and Approval for Appointment of an Executive of
Clause 33(2) of the Notification No. Tor Lor Thor. 8/2557, as amended, and Clause 35(2) of the Notification No. Tor Lor Thor. 8/2557, the SEC has revoked the approval for acting as a securities
(Notification of Securities and Exchange Commission) Form 98-1 Form for an Approval of the Derivatives Transaction Outside the Stock Exchange of Thailand 7. Circular 3/2543 27/09/2000 27/09/2000 Contact
Independent Director of an Intermediary 03/06/2014 01/07/2014 10. Notification of the Office of the Securities and Exchange Commission Guidelines for Application and Approval for Appointment of Person to be