monitoring listed companies? performance, the SEC did not grant further extension of deadlines for AIE and AI as requested. In this regard, AIE and AI must submit the said financial statements urgently. For
) Intermediaries: Surveillance, monitoring, inspection and investigation of business operators and related capital market personnel;(5) Enforcement: Legal actions against the violators;(6) Toward international
financial products. For the best interest of the fund members, they should also be well-versed in selecting asset management companies, monitoring and assessing performance of asset management companies to
Program: “Regulation and Supervision of Crypto and Digital Asset Markets” ซึ่งจัดขึ้นโดย International Organization of Securities Commissions (IOSCO) เพื่อสนับสนุนด้านนโยบายที่สำคัญในการกำกับดูแลตลาดทุนและ
asset business operators under the SEC’s supervision wish to participate in the BOT’s Programmable Payment Sandbox, regarding both the use of digital assets as MOP and the conditions for accepting
supervision and may pose a risk of scams. Concurrently, event organizers should exercise caution when allowing unlicensed business operators to set up exhibition booths, as this may inadvertently facilitate
under the SEC supervision which helps investors make informed decisions, (2) SEC Retirement Checkup, an application for facilitating investment plans and retirement savings calculation, and (3) SEC
two previous years. Participants will be incubated with advice in technology and fintech startups from teams of successful and experienced experts, while being educated the related supervision. This
in exchanging news and information on capital market supervision and development, and rendering assistance in examination to the extent permitted by each country?s laws. In addition, the MOU will pave