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Bangkok, September 9, 2014 - The SEC suspended {A}, a securities investment consultant of Country Group Securities PLC., for trading on a securities trading account of the client without client's
Bangkok, July 2, 2012 ? SEC Secretary-General Vorapol Socatiyanurak together with the SEC and the Stock Exchange of Thailand (SET) executives welcomed Zhu Yongyang, Vice Mayor of Kunming City and
Bangkok, May 12, 2015 ? The SEC published 2014 Independent Audit Inspection Activities Report covering inspection of 12 audit firms and working papers of 46 approved capital market auditors. The
perform duties as a director of Bangkok Life Assurance PCL for a period of three years, starting from March 17, 2016, and prohibits him from performing duties of capital market personnel for any securities
Bangkok, March 18, 2015 ? The SEC suspended {A}, a securities investment consultant and a branch manager of Bangkok Bank Plc., for failure to inform the client of sufficient information which was