Company or Public Limited Company to Undertake Securities Business in the Category of Mutual Fund Management   Report/Form (Notification of Securities and Exchange Commission) Documents for the Application

Exchange Commission No. SorThor/Nor. 12/2551 Re: Rules for Establishment of Risk Management System for Business Continuity of Derivatives Business Operators _____________ By virtue of: (1) The first

Office of the Securities and Exchange Commission No. SorThor/Nor. 12/2551 Re: Rules for Establishment of Risk Management System for Business Continuity of Derivatives Business Operators _____________ By

Determination of Investment Management not being regarded as Securities Business in the Category of Private Fund Management   06/08/2009 16/08/2009 2. Notification of the Securities and Exchange Commission   1

Section 117 Securities and Exchange Act B.E. 2535 Section 117. In the management of a mutual fund, a securities company may set up and manage a mutual fund only when its application to set up the

Section 117 Securities and Exchange Act B.E. 2535 Section 117. In the management of a mutual fund, a securities company may set up and manage a mutual fund only when its application to set up the

The Securities and Exchange Commission (SEC), represented by Mr. Paiboon Dumrongwaree, Assistant Secretary-General, extended the SEC congratulations to the Public Debt Management Office (PDMO) on its

The Securities and Exchange Commission (SEC), led by the management team and staff, participated in blood donation for royal charity in commemoration of the Birthday Anniversary of His Majesty King

Exchange Commission Governing Undertaking of Other Business of Securities Companies B.E. 2552 (2009) ___________________ Whereas Section 98(8) of the Securities and Exchange Act B.E. 2535 (1992) as amended

under the law on securities and exchange to undertake securities business in the following categories of: (l) Mutual fund management; (2) Private fund management; or (3) Securities brokerage, securities