as regulatory cooperation in relation to the cross-border offering of eligible Hong Kong and Thai funds.In addition, the two regulators have agreed to expedite the approval process of a local feeder
Bangkok, November 10, 2011 ? The Securities and Exchange Commission has passed a resolution at the monthly meeting No. 12/2011 allowing amendment to the regulations governing local and foreign credit
The Derivatives Act The Derivatives Act B.E. 2546 SECTION 30. The auditor under Section 28 shall be a certified public auditor approved by the SEC Office and shall not be a shareholder, a beneficial
Securities and Exchange Commission No. SorThor. 24/2548 Re: Approval for Auditor of a Derivatives Business Operator, Derivatives Exchange, and Derivatives Clearing House By virtue of Section 14, the second
. SorThor. 24/2548 Re: Approval for Auditor of a Derivatives Business Operator, Derivatives Exchange, and Derivatives Clearing House By virtue of Section 14, the second paragraph of Section 30, the second
collect information in a way that does not directly identify anyone. For more information on how these cookies work, please see our Cookies page. Save and Close Derivatives Agent |- Definitions (Section 3
Section 14, the second paragraph of Section 30, the second paragraph of Section 74 along with the second paragraph of Section 30 and the second paragraph of Section 89 along with the second paragraph of
disclosing inside information under Section 242(1)(2) in conjunction with Section 243(1), and subject to the penalties under Section 96 and Section 296/2 of the Securities and Exchange Act (No. 5) B.E. 2559
and the persons from (3) to (7) were in violation of Section 243(1) in conjunction with Section 244 and Section 243(2), and liable to the punishments under Section 296 of the Securities and Exchange Act