investment. The SEC therefore urges those interesting in derivatives investments to deal only with licensed business operators to avoid scams and rip-offs. List of licensees is available at the SEC website

issuers.Moreover, considering the potential of banks and their subsidiaries to provide selling agent services for ASEAN CIS, the SEC has coordinated with the Bank of Thailand to allow the banks licensed to undertake

back office possessing  important information of funds and customers will  be allowed to outsource only to the business operators? subsidiaries or financial institutions.   Outsourcing to other licensed

markets of the World Federation of Exchanges (WFE) whereas the eligible funds must be established and managed by securities firms licensed by member regulators of the International Organization of

licensed to operate securities business in accordance with the Securities and Exchange Act of 1992. Their actions are in violation of Section 90 and liable to the penalties under Section 289, i.e

funds from overseas to make investment based on his advice for the sake of tax benefits and long-term return. The investors followed his advice but suffered loss.? Mr. Malpass was not licensed to operate

, information on licensed business operators can be verified on the SEC’s website at www.sec.or.th and through the SEC Check First application. If there are any tips or indications of suspicious activities

to prosecute by public prosecutors, and ultimately the judicial discretion of the court in rendering a verdict.The public and investors can check the list of licensed digital asset business operators

, conditions and procedures for brokerage and dealing in foreign securities issued under the law on securities and exchange; (2)1 “derivatives broker” means entity licensed to undertake derivatives business in

B.E. 2546   18 03/07/2003 06/01/2004 2. Notification of the Securities and Exchange Commission  KorThor. 26/2560 Determination of Paid-Up Registered Capital of Licensed Operators to Undertake