with related parties to improve the supervision.”SEC disseminates the public hearing document on this issue at SEC website: www.sec.or.th/hearing. Any related parties and interested persons are
services through business operators in the host country, prohibition of giving advice to particular customers and soliciting for sales of the capital market products. Each ACMF member may issue additional
auditors. The research team then proposed recommendations to address the issue. SEC Deputy Secretary-General Mrs. Sirivipa Supantanet said: “The Thai capital market is a major contributor to the development
Republic of Korea, Japan, New Zealand and Australia ? Thailand is making preparations for the launch of passport funds within 2017 as all five capital market regulators have 18 months to issue relevant
to increase its registered capital shares at the amount of 250 million baht to solve the issue of decreasing capital adequacy ratio below the requirement specified under the Insurance Law. The inside
audit on the internal control system concerning the B/E issuance, related receipt and payment transactions, and the company's accounting records practice. In addition, KC must examine the issue raised by
. However, to ensure smooth operation of asset management companies and existing property funds, the companies may set up a new property fund and, in case of existing property funds, issue new units so as to
requirements may also sign the MOU along with the securities regulators in their jurisdictions. The signatories to the MOU target to implement the Framework by the third quarter of 2015. They will jointly issue
-collateral NPL portfolio at the purchase price of 40.16 million baht, (2) issue capital shares via private placement (PP) to shareholders and management of such portfolio seller, and (3) accept other
auditor of parent company AI to issue a disclaimer and express a qualified opinion on the consolidated financial statements for the year 2015 as well with regard to the same issues. The SEC therefore