Bangkok, April 11, 2013 - The SEC revoked the approval of investment consultant {A} of Finansia Syrus Securities Plc.Following client complaints, the SEC upon investigation found that {A} had agreed

STP&I Plc. (STPI)?s shares using inside information. With the referral from the Stock Exchange of Thailand (SET), the SEC investigation revealed that Choavalit, Yanyong and Ziriwat had purchased STPI

) Intermediaries: Surveillance, monitoring, inspection and investigation of business operators and related capital market personnel;(5) Enforcement: Legal actions against the violators;(6) Toward international

all committee members shall not be executives, staff members, or employees of the derivatives clearing house or its affiliate; (4) set up a unit for managing risks according to policies concerning risks

According to a referral from the Stock Exchange of Thailand (SET) and the SEC’s further investigation, it was revealed that during 13 December 2022 – 30 January 2023, STARK disclosed information

Properties was under investigation in a case initiated by the National Anti-Corruption Commission for being involved in the rice pledge scheme and the rice disposal scheme. Also, Kitha Properties is not

pay a fine of 2,540,000 baht. The jail term, however, was suspended for three years.This follows the SEC?s criminal complaint filed with the Department of Special Investigation (DSI) on May 27, 2010

. Please be informed accordingly. Yours sincerely - SOMKIAT VONGSAROJANA - Mr. Somkiat Vongsarojana Managing Director Enclosure Information Memorandum on the Asset Acquisition and Asset Disposal, Schedule 1

May 15, 2018 Subject: Managing Discussion and Analysis for Q1/2018 To: Managing Director The Stock Exchange of Thailand The company would like to report to operation results for the company and

Capacity and Skills in TCFD Knowledge and Reporting.”  SEC Secretary-General Ruenvadee Suwanmongkol said: “By encouraging asset managers to consider climate-related risk when managing their clients