According to an inspection report submitted by Maybank Kim Eng and a complaint from a client and the SEC’s further investigation, it was found that during August 2011 – October 2018, {A} sent trading

According to the complaint handling report submitted by TMB and SEC’s further investigation, it was found that during August – September 2017, {D} and {A} jointly sold funds to a client. {D} forged

According to the referral from the Stock Exchange of Thailand (SET) and the SEC’s further investigation, (1) Polyplex Corporation Limited (PCL), which directly holds 16.5 percent of PTL shares and

for investigation. Given such circumstances and the fact that criminal procedure takes a long time, it has been difficult to bring a market misconduct offender to justice.?The approved amendments

Bangkok, November 10, 2010 ? The SEC has filed a criminal complaint with the Department of Special Investigation against Numkrit Jeraputtiruk, former executive of UBS Securities (Thailand) Limited

from investigation that the client instruction was unclear and certain conversations could indicate that {F} had made unauthorized gold futures trading decision and informed the client afterward

/2015 dated January 19, 2015 issued by Na Toei District Administrative Organization which is an acrose bridge length 34 meters located Moo.1 Na Toei District, ampher Taymueng, Phanga Province. (finished

Organization which is an acrose bridge length 34 meters located Moo.1 Na Toei District, ampher Taymueng, Phanga Province. (finished construction) - No. 4/2015 dated January 19, 2015 issued by Na Toei District

, Phanga Province. (finished construction) - No. 4/2015 dated January 19, 2015 issued by Na Toei District Administrative Organization which is a office building area 42 square meters. The buliding located

date of the complaint received. And if the derivatives broker has not yet finished its solution to the complaint, a progress report shall be delivered to the Office every thirty days until the