will coordinate with related organizations to add e-Tax Invoice as a criteria in corporate governance assessment where listed companies that implement the system may be entitled to additional points
for screening the volunteers with annual assessment in order to help protect interest of shareholders and investors continuously and create confidence on investment in capital market.Furthermore, TIA
ประเภทนายหน้าซื้อขายหลักทรัพย์ที่เป็นหน่วยลงทุน มีหน้าที่ต้องประเมินระดับความเสี่ยงเกี่ยวกับระบบเทคโนโลยีสารสนเทศซึ่งส่งผลต่อการดำเนินธุรกิจของผู้ประกอบธุรกิจตามแบบรายงาน Risk Level Assessment ("
)) Net Liquid Capital Rule (Section 97) Executives / Personnel Major Shareholders Engagement in Related Businesses Internal operation of Securities Companies Auditors Accounting and Financial Statements
importance on supporting functions, which are in harmony with our business directions that focus on effective, timely and proactive integrated risk management (IRM), internal operation efficiency, maximized
directions that focus on effective, timely and proactive integrated risk management (IRM), internal operation efficiency, maximized resource utilization, along with better IT systems, to ensure that we will
personnel’s performance]; (5) having efficient internal audit and control system; (6) having exhaustively comprehensive risk management of which preventive measures and arrangement shall be adequate and
efficient system of operational control for examining and counterbalancing [the personnel’s performance]; (5) having efficient internal audit and control system; (6) having exhaustively comprehensive risk