support legal enforcement under the SEA after the criminal complaint has been filed. Since the financial transactions in this case took place overseas, the SEC has collaborated with and received
the business operators have in place the system and measures to prevent such incidents from happening again. The consultation paper is available at https://www.sec.or.th/TH/Pages/PB_Detail.aspx?SECID
associated with transitioning to a low-carbon economy. The panel discussion took place on 27 May 2024.As a panelist, Mr. Thawatchai highlighted the SEC's role in driving and supporting a trustworthy and
service for share subscription, for example, would be allowed to use a suitable method for account opening if they could prove that adequate safeguards against impersonation risk have been in place under
. Information Memorandum regarding the Acquisition of Assets and Connected Transaction of Hydrotek Public Company Limited in Relation to the Acceptance of the Entire Business Transfer and Securities Allocation
presentation formats and clear presentation measures regarding warning on investment risks. The proposed amendment requires ICO portals and ICO issuers to put in place appropriate warning statements under the
The measures include the Bank of Thailand (BOT)’s permission for financial institutions that have purchased investment units of daily fixed income funds to place such investment units as collateral
activities in the capital market through social media channels, such as Facebook, Instagram, YouTube and TikTok. The contest attracted 117 submissions. The 1st, 2nd and 3rd place winners are Mr. Artnarong
send trading orders by themselves through an electronic system arranged by the intermediary at the temporary office. (2) in case of https://publish.sec.or.th/nrs/6611se.pdf < > > <
send an email to sawarin@sec.or.th. For paper comments, please send them to: The Intermediaries Policy Department, the Securities and https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8149 SEC