Securities and Derivatives in Foreign Countries of Derivatives Broker under Quota Allocation 20/06/2011 01/07/2011 3. Notification of the Office of the Securities and Exchange Commission 24/2549 08/05
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Providing Services to Clients of Securities Companies and Derivatives Intermediaries 06/09/2013 01/04/2014 Notification of the Office of the Securities and Exchange Commission Sor Thor. 14/2558 Rules in
of Securities Companies and Derivatives Intermediaries 06/09/2013 01/04/2014 Notification of the Office of the Securities and Exchange Commission Sor Thor. 14/2558 Rules in Detail on the Protection
. Notification of the Securities and Exchange Commission Kor Khor. 8/2554 Approval for Undertaking Derivatives Business in the Category of Derivatives Brokerage Limited to Precious Metals Derivatives
, conditions and procedures for brokerage and dealing in foreign securities issued under the law on securities and exchange; (2)1 “derivatives broker” means entity licensed to undertake derivatives business in
about the real market of ACD shares. The acts of the offenders violated Section 241(1) and subject to the penalties under Section 296 of the Securities and Exchange Act B.E. 2535 (SEA) in conjunction