financial planning among the public.At the ?SEC Open House?, visitors will experience a variety of interesting investment activities in three corners of the house. To begin with, ?the Interactive Corner
house ; (b) the ground of occurrence under sub clause (a) as a result of performing function in a position which impacts on the suitability for performing function in the position under consideration; (c
exchange or the derivatives clearing house; (b) the ground of occurrence under sub clause (a) as a result of performing function in a position which impacts on the suitability for performing function in the
information in detail [i] to the intermediary , the derivatives exchange, the derivatives clearing house or the SEC Office upon request or [ii] according to the rules as specified by the exchange, the clearing
provide the following information, and clarify such information in detail [i] to the intermediary, the derivatives exchange, the derivatives clearing house or the SEC Office upon request or [ii] according
personnel in capital market business or as a director of the derivatives exchange or the derivatives clearing house ; (b) the ground of occurrence under sub clause (a) as a result of performing function in a
the client, as the case may be, in order to comply with the order of the derivatives exchange, the derivatives clearing house or the SEC Office in cases where it appears the following facts: (a