and inspecting in compliance with the process stipulated under (1), (2) and (3) by the intermediary ; (b) rectifying or taking any action if the communication and provision of services is found to be
persons with whom the intermediary communicates and provides services; (4) a procedure for monitoring and inspecting communication and provision of services, namely: (a) monitoring and inspecting in
was mainly due to a decrease in revenue from Q House Convent Building since its lease agreement was ended in May 2019. 4) Other income in the second quarter of 2020 decreased by Baht 14 million or 20
, respectively or 20% and 10% decrease compared to the same period of 2018. This was due to a decrease in rental revenue from Q House Convent since lease agreement ended in May 2019. 3) Other income: Other income
the client, as the case may be, in order to comply with the order of the derivatives exchange, the derivatives clearing house or the SEC Office in cases where it appears the following facts: (a
and Derivatives Clearing House dated 11 October 2004 shall be repealed. Clause 3 In this Notification: (1) “derivatives exchange” means a derivatives exchange open for services to the general public; (2
Market Supervisory Board No. TorLorThor. 8/2557 Re: Rules on Personnel in the Capital Market Business ____________________________ By virtue of Section 16/6 and Section 113 of the Securities and Exchange
The provisions proposed to be added are as follows: (1) Provision that will require the association to operate its affairs in accordance with the rules prescribed by SEC Board. If