doubtful transactions with business alliances and shares dilution in Million Miles, then its subsidiary. MILL did not exercise its subscription right to purchase Million Miles capital increase shares
draft prospectus for initial public offering of shares. The SEC's probe found that {X1} Company and {A} did not exercise due care in verifying relationships between the applicant and a company in the case
sentiment driving the SET index and trading values to soar. The securities companies will be required to strictly and cautiously exercise their KYC/CDD and review of client credit line practices, especially
public and investors are advised to exercise caution when using services from digital asset business operators who are not licensed under Thai law or regulated by the SEC as they will not receive legal
after falling victim to scams. The SEC also coordinated with social media platform providers to block accounts suspected of fraudulent investment content. The public should exercise caution and stay
interests and prevent any potential impact that may arise following the blocking of the platform. In addition, the SEC urges the public and investors to exercise caution when using the services of
investment scheme. Clause 3. The SEC Office may specify detailed guideline for the purpose of complying with this Notification and when having complied with the guideline, it shall be deemed to have been
bondholders’ representative appointment agreement. Additionally, bondholders’ representatives can use the appointment agreement as a guideline to enhance the efficiency of their duties, which could
, and assessment of impairment indicators, etc. TFAC will feature examples of each guideline and other related matters on YouTube in due course. SEC Secretary-General Ruenvadee Suwanmongkol said
Engagement) ของนักลงทุนสถาบัน ซึ่งนักลงทุนสถาบัน 32 แห่ง นำโดยกองทุนบำเหน็จบำนาญข้าราชการ (กบข.) ร่วมลงนามแนวปฏิบัติ “การระงับลงทุน” (Negative List Guideline) เพื่อยกระดับการลงทุนของไทยสู่การลงทุนอย่างรับผิด