with the normal market conditions. Failed to pay fines as ordered by the Settlement Committee, the SEC therefore filed a criminal complaint with the DSI for further legal proceedings on 14 July 2016. SEC
orders. Following a report on client's complaint filed by Country Group Securities PLC., the SEC probed into the case and found that {A} sent trading orders from the client's securities trading account
Bangkok, August 17, 2015 ? The SEC filed a criminal complaint against Parin Pruksawan for committing front running in the Thailand Futures Exchange (TFEX) with the Economic Crime Suppression Division
Bangkok, September 9, 2014 - The SEC today filed a criminal complaint with the Department of Special Investigation (DSI) against {A} and {B}, former executives of United Securities Plc., {C} {D} {E
Bangkok, Sep 4, 2012 ? The SEC filed a criminal complaint with the Department of Special Investigation (DSI) against Somchai Chaisrichawla while the Settlement Committee imposed a fine on Chaninan
another person. Then, the shares were resold to ZMICO at 19.75 baht per share which was not the normal market price. Later, the public prosecutor issued a prosecution order and filed a lawsuit against
Bangkok, January 12, 2015 ? The SEC imposed suspension on {A}, a former capital market investment consultant of Maybank Kim Eng Securities (Thailand) Plc., for failure to disclose specific risk of