Ms. Ruenvadee Suwanmongkol, Secretary-General of the Securities and Exchange Commission, Thailand (SEC) joined the conversation on the topic, “Writing the Rules of Crypto” at the 6th Future
to order or act resulting in Beyond’s failure to put in place sufficient and effective risk management system which violated Section 113 of the Securities and Exchange Act B.E. 2535 amended by the
exchange experiences and ideas regarding ESG risk management. A total of 25 fund managers from various asset management companies participated in the event on 7 October 2024, in Bangkok.Mrs. Waratchya
The Securities and Exchange Commission (SEC), in collaboration with the Ministry of Finance, the Federation of Thai Capital Market Organizations (FETCO), the Stock Exchange of Thailand (SET), and
Establishment and Management of Funds dated 1 June 2004, the Office of the Securities and Exchange Commission hereby issue the following regulation: Clause 1. This Notification shall only apply to the following
Management of Funds dated 1 June 2004, the Office of the Securities and Exchange Commission hereby issue the following regulation: Clause 1. This Notification shall only apply to the following funds which have
Notification of the Office of the Securities and Exchange Commission Sor Thor. 14/2558 Rules in Detail on the Protection and Management of Conflicts of Interest (Synopsis) 07/04/2015 01/10/2015 Notification
Office of the Securities and Exchange Commission Sor Thor. 14/2558 Rules in Detail on the Protection and Management of Conflicts of Interest (Synopsis) 07/04/2015 01/10/2015 Notification of the Office
to the following rules: (1) In case of a natural person, the management company shall appoint a person approved by the Office pursuant to the Notification of the Office of the Securities and Exchange