China. However, according to the examination, no such deposit for the product to any company in China was found. Instead, a withdrawal or transfer of money out of a savings account of Winsound (Thailand
examination revealed that on 12 July 2023 (one business day), the aforementioned JMT selling orders originated from BBLAM’s trading account, executed through Citicorp Securities (Thailand) Limited. At the time
material and likely to affect the client's benefits.Following the complaint lodged by client and examination report of Bangkok Bank Plc., the SEC further probed into the case and found that the client
phone, the investment consultant must keep complete record of those orders as evidence for examination and source of orders. In this regard, the SEC urges the clients not to assign the investment
investment advice or investor contact. Following the complaint lodged by client and examination report of CIMB Thai Bank PCL, the SEC further probed into the case and found that the bank officers who were not
Exchange Commission concerning examination and disclosure of units of foreign collective investment scheme; (2) being units offered for sale only to institutional and high net worth investors. Clause 5. In
Examination (CMFAS exam) ส่วนหลักสูตร product knowledge ของประเทศไทยที่ MAS ยอมรับคือหลักสูตรการทดสอบ สำหรับผู้ติดต่อกับผู้ลงทุนประเภท ข ด้านหลักทรัพย์1 (Module 1 of the Investor Contact Competency
19 เมษายน 2539 (TRANSLATION) Tor. For. 22 /2018 November 14, 2018 Subject : Clarification on the Company’s Operation Results for Q3/2018 To : President of the Stock Exchange of Thailand Far East Fame
และวนัที่ 24 ธันวาคม 2561 เก่ียวกบัการเข้าร่วมทนุในสดัสว่นที่เท่ากนักบับริษัท Alpek, S.A.B. de C.V. และบริษัท Far Eastern Investment (Holding) Ltd. เพื่อเข้าซือ้กิจการ PTA-PET แบบบูรณาการ ที่เมือง
Far Eastern Investment (Holding) Ltd, for formation of a joint ventures company, namely Corpus Christi Polymers LLC (“CCP”), to acquire the integrated PTA-PET assets in Corpus Christi, Texas, USA, under