means the records of investors’ assets under custody of the business operators must be accurate, complete and updated while the assets must be properly protected from relevant risks. Therefore, the SEC
strictly for reference. The SEC, Thailand cannot undertake any responsibility for its accuracy, nor be held liable for any loss of damages arising from or related to its use. ---------------------- The
translation is strictly for reference. The SEC, Thailand cannot undertake any responsibility for its accuracy, nor be held liable for any loss of damages arising from or related to its use
only the original Thai text has legal force and that this English translation is strictly for reference. The SEC, Thailand cannot undertake any responsibility for its accuracy, nor be held liable for any
as capital market personnel for the period of one year; Suspension of {H} from performing duty as securities investment consultant for seven months.{A} and {B} served as the executives of Country Group
in the last 4 quarters (1st quarter of 2019 to 4th quarter of year 2019) ending on 31 December 2019. The company has a duty to disclose the information of the aforementioned transaction. In summary as
is 1.67 percent. Since the acquiring of such assets is less than 15% of the total assets of the Company, the Company has no duty to disclose the information to the SET. However, the said investment is
the net tangible asset value of the Company, whichever is higher, according to the Notifications on Connected Transactions, The Company thus has a duty to disclose the relevant information memorandum to
company itself; 3. bearing a responsibility for the clearing and settlement for securities. (2) twenty-five million https://publish.sec.or.th/nrs/7453pe.doc Readers should be aware that only the original
strictly for reference. The SEC, Thailand cannot undertake any responsibility for its accuracy, nor be held liable for any loss or damages arising from or related to its use