market business personnel under the provisions of the Notification of the Capital Market Supervisory Board*. The SEC therefore revoked the approval of Saowarat as an investment consultant for complex

investment consultants above was deemed failure to perform duties with responsibility and deliberation as a professional in accordance with the Notification of the Capital Market Supervisory Board.* SEC has

. Notification of the Office of the Securities and Exchange Commission No. Sor Shor. 39/2553 Re: Approval of Auditors in the Capital Market _________________________ Whereas Section 61, Section 89, Section 106

(UNOFFICIAL TRANSLATION) Readers should be aware that only the original Thai text has legal force, and that this English translation is strictly for reference. 7 Notification of the Office of the

(UNOFFICIAL TRANSLATION) Readers should be aware that only the original Thai text has legal force, and that this English translation is strictly for reference. Notification of the Office of the

, CIS Operator must prepare the fund fact sheet in accordance with the Notification of the Office of the Securities and Exchange Commission. The template of the fund fact sheet is available on the SEC’s

full Part I Fund Fact Sheet In offering units of CIS, CIS Operator must prepare the fund fact sheet in accordance with the Notification of the Office of the Securities and Exchange Commission. The

have been known, but not exceeding 2 years from the effective date of registration statement. In offering units of CIS, CIS Operator must prepare the fund fact sheet in accordance with the Notification

CIS, CIS Operator must prepare the fund fact sheet in accordance with the Notification of the Office of the Securities and Exchange Commission. The template of the fund fact sheet is available on the

conformity to be deemed as compliance with the relevant regulations under this Notification; (3) require derivatives exchanges to submit reports or any particular documents to the SEC Office periodically or