behavior through Mr. Ratanapong’s securities trading account on the morning of 22 May 2020 before LPN disclosed such inside information to the public on May 22, 2020, at 12:57 PM 12/03/2025 agreed to
her normal trading behavior before LPN disclosed such inside information to the public on 22 May 2020 at 12:57 PM. 13/03/2025 agreed to comply with civil penalties determined by the Civil Penalty
of amount of 55.34 million baht. Subsequently, During 10 - 20 January 2016, Mr. Apichart sold 3,529,800 of ICHI shares before the inside information was publicly disclosed on 23 February 2017. As a
and TFG-W1 by using inside information concerning TFG’s operating results for the first quarter of 2559 or the second quarter of 2559,as the case may be, that had not been generally disclosed to the
derivatives trading activities after having accessed the EY information system which contained clients’ audited, but yet to be disclosed, draft financial statements under responsibility of the audit group under
worth investor”, “institutional investor” , “structured notes”, and “short-term bond ” shall have the same meanings as defined in the Notification of the Securities and Exchange Commission concerning
trade derivatives which have specific risks different from those disclosed in the risk disclosure statement under Clause 14 and the intermediary has never disclosed such specific risks, the intermediary
Investor. 3 The Law on Derivatives means the Derivatives Act B.E. 2546 (2003). 9 Clause 15 In cases where a client wishes to trade derivatives which have specific risks different from those disclosed in the
company”, “executive”, “institutional investor”, “high net worth investor”, “short-term bond”, and “structured note” shall have the same definitions as given to such terms in the Notification of the