Custody of Assets of Clients by Securities Companies (No. 3)
Custody of Clients’ Assets by Securities Companies (No. 4)
Custody of Assets of Clients by Licensed Derivatives Brokers
Custody of Clients’ Assets by Securities Companies (Codified)
guidelines. The rules or practice guidelines under Paragraph 1 shall at least include the following matters: (1) receipt or delivery of clients’ assets ; (2) keeping of records of clients’ assets ; (3
practice guidelines under Paragraph 1 shall at least include the following matters: (1) receipt or delivery of clients’ assets; (2) keeping of records of clients’ assets; (3) management of information
practice guidelines under Paragraph 1 shall at least include the following matters: (1) receipt or delivery of clients’ assets; (2) keeping of records of clients’ assets; (3) management of information
as 133.96 Million Baht increased or 75.16 percent when compared to same period of previous year as amounting of 178.24 Million Baht due to more delivery to customers Profit from investment as
gain from the sale of investment assets of 23 rai, a fraction of Baht 24.96 million. - The company still maintains cost control measures and voluntary resignation programs. As a result, Admin expenses
decreased of sale volumes of products and services Decline in inventory of 88.44 Million Baht due to tightened in term of delivery and management More other current financial assets of 100.08 Million Baht