in cases of approval and decline of approval for the above matters with respective supporting reasons, and clearly provide information to the bondholders together with the opinions of the bondholder

product regardless of its complexity to high-net-worth individual, in which investors decline to complete the suitability test, providing that intermediaries must be certain that such investor has

examination on suspicious facts. Overall, the number of complaints against unlicensed securities or derivatives businesses is on a gradual decline, and 75 percent of the cases is beyond the SEC?s authority, for

shortcomings as well as the potential impacts on the bondholders both in cases of approval and decline of approval for the above matters with respective supporting reasons and the opinions of the bondholders

decline of approval for the above matters with respective supporting reasons and the opinions of the bondholders’ representative. The bondholders are, therefore, encouraged to thoroughly review the

RC 33/18 16 May 2018 Subject: Notification of the Disposition of Investment Units of Jasmine Broadband Internet Infrastructure Fund To: President of the Stock Exchange of Thailand Jasmine Internat

RC 35/18 17 May 2018 Subject : Notificat ion of the Disposit ion of Investment Units of Jasmine Broadband Internet Infrastructure Fund To: President of the Stock Exchange of Thailand Jasmine Internat

เป็นระยะเวลานานกว่า 1 ปี ซึ่ง {ก} ยอมรับว่าเคยตัดสินใจแทนลูกค้า รวมทั้งเคยส่งคำสั่งทาง internet แทนลูกค้าบางครั้ง นอกจากนี้ พบว่า ลูกค้ารายดังกล่าวมีผู้แนะนำการลงทุนด้านหลักทรัพย์ที่ดูแลบัญชีอีก 2 ราย

(mobile number and email address) with her own information to register for the bank’s internet banking services under the client’s name, and withdrew money from the client’s banking account for her

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