director and managing director, respectively, knew of the B/E issuance but did not perform their duties responsibly and honestly, and failed to have the B/E transactions in the KC accounting records, causing
act.?As the Executive Chairman of Apple Wealth Securities, {A} was involved in the company's misconduct and failed to perform supervisory duties. He approved the opening of trading accounts and the
Perform Duty of Analyzing Investment and Giving Investment Advice dated January 18, 2012. The SEC therefore suspended {A} and {B} from performing duties of investment consultant for six months. Taking into
: Approval for Personnel of Business Operator to Perform Duty of Investment Analysis and Investment Consultant dated January 18, 2012 as well as has prohibited characteristics under Clause 6(3) of the
COMPANY LIMITED (JR) Mr. BANDAN PONGSASTRA Spouse / Cohabiting Couple (Miss. Jamjuree Phantumvanit) Common Share 26/01/2021 10,000 8.70 Purchase Link J.R.W. UTILITY PUBLIC COMPANY LIMITED (JR) Mr. BANDAN
follows: Clause 11 This Notification shall apply to the approval of foreign auditors whereby an auditor approved by the SEC Office under this Notification shall be allowed to perform an audit work and affix
EASTERN POLYMER GROUP PUBLIC COMPANY LIMITED (EPG) Mr. TANAWAT VITOORAPAKORN Spouse / Cohabiting Couple (.Rungpha Vitoorapakorn) Common Share 02/06/2021 580,000 11.60 Sale Link EASTERN POLYMER GROUP PUBLIC
Spouse / Cohabiting Couple (Mrs. Manawika Nitayasuth) Common Share 14/01/2021 30,000 1.08 Purchase Link SAAM DEVELOPMENT PUBLIC COMPANY LIMITED (SAAM) Mr. MANUKITTI NITYASUDDHI Spouse / Cohabiting Couple
remaining period of approval as category B investor contact. Clause 9. Any person who intends to perform duty as investor contact specifically in foreign countries shall be deemed to be an investor contact
to the remaining period of approval as category B investor contact. Clause 9. Any person who intends to perform duty as investor contact specifically in foreign countries shall be deemed to be an