report on conflict of interest on the issue under deliberation; (2) not allow the adviser, who has interest directly or indirectly in the deliberated issue, to participate in considering such issue. Clause
under the authority of the Capital Market Supervisory Board, it is therefore deemed appropriate to issue this Notification to make adjustment of provisions accordingly.
application. b. Please mark an X in the appropriate box corresponding to your answer c. Send completed and signed forms to - Accounting Supervision Department The Securities and Exchange Commission, Thailand
Exchange or the securities trading center with the approval of the Office, as the case may be; (2) short sale of securities which are debt instruments, whereby the Office also has the power to issue
power to issue Notifications prescribing addition rules on such matter for the securities companies; or (3) short sale as a consequence of duties arising from obligations under categories or
(a) unlawful act caused by intention, gross negligence or merely lack of due care; (b) benefits gained or will be gained by a wrongdoer or person related to the unlawful acts or any other person; (c
the case of giving advice by individuals or investment experts or in the case where a website or electronic media collects or processes data and publishes data, there is, therefore, an issue of
issue orders relating to the value of transactions; (3) In case where a company or any of its subsidiaries disposes of all of its assets or substantially all of its assets used in the normal course of its