service provision appropriately and adequately throughout the period of participating in the regulatory sandbox; (b) assessing and managing potential risks from service provision; (c) having procedures for
competencies in information screening and rationale assessing, including the skills to detect red flags in financial statements etc. Mr. Somphop Keerasuntonpong, Chairman of the Board of Directors, Investment
(EGM) via attendance and veto against suspicious connected transactions. The Thai Investors Association (TIA) continued its proactive work in assessing AGMs and representing retail investors. The
, including domestic and global economic policies. Relevant actions taken are as follows: Establishment of the Risk Oversight Committee to increase level of independence of risk governance structure and
Regulations - PVD Act Ministerial Notifications Regulatory Summaries Fundraising Market Professionals Financial reporting and audit oversight Mutual Fund Cross-border Offering of Funds Business Operators