Part 4; (2) an offer for sale of newly issued shares by a foreign company whose home exchange is the Stock Exchange of Thailand shall comply with the provisions related to the approval under Chapter 3 of

Microsoft Word - set-E _BOD 4-2019_ mh.doc 1 Ref: CSO. 018/2019 Date: 21st August 2019 Subject: The approval of financial statements, the change of directors, the appointment of Chairman of the Audit

of cooperation between three domestic regulatory agencies including the Bank of Thailand, the Office of Insurance Commission, and  SEC to ensure efficient regulatory supervision.Other important

Exchange of Thailand, without having to seek further approval from the shareholders’ meeting. (6) Approval for connected transaction Interested directors Mr. Wijit Techakasem and Mr. Tanapat

any loss or damages arising out of or in connection with its use. Ministerial Regulation Concerning Granting of Approval for Undertaking Securities Business B.E. 2551 (as amended) By the virtue of

Exchange of Thailand and set up the shareholder’s meeting for an approval of connected transaction from shareholder with the vote of not less than three – fourths of total votes of shareholder who attend and

on 13 March 2020, SEC has already approved 17 such SSFs established by 13 asset management companies. “SEC has expedited the approval process to make sure that IPO of this special SSF can begin on 1

allowing to invest not less than 65% of net asset value in listed securities on the Stock Exchange of Thailand and the notification on waiving fees for the application and registration of such funds for

% of net asset value in listed securities on the Stock Exchange of Thailand. Investors are permitted to deduct an actual investment amount, but not exceeding 200,000 baht, from annual assessable income

company, asset management company, derivatives business, and financial institution or commercial bank receiving approval to provide services). The SEC proposal also aims at raising significance of