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year to September 1st to the last business day of each year. This is to provide greater flexibility for business operators and capital market business personnel in applying for an approval renewal
2018 (under a Co-Management Contract pursuant to the SEC Notification: Approval of Co-Management Contract of a Securities Company No. Or Thor/Nor 9/2541), be approved. (See Attachment 1) Please be
the manager.The misconduct of the three persons above was a failure to perform duties with responsibility and professional due care for the best interest of investors pursuant to the Notification of the