www.sc.com.my. Follow SC on twitter at @SecComMy for more updates.About SEC, Thailand Established on May 16, 1992, the Securities and Exchange Commission is an independent public agency under the Securities and
.49/2552 and Clause 20(2) of the Notification No. TorLorThor. 3/2555 was the 3rd category of prohibited characteristics of the capital market business personnel under Clause 6(1) of the Notification of
under Clause 6(1) of the Notification of Capital Market Supervisory Board No. TorThor/Nor/Khor.37/2553 Re: Prohibited Characteristics of the capital market business personnel dated September 15, 2010
for investment consultants.As a result, she was disqualified from being investment consultant under Clause 18(1) of the Notification of the Capital Market Supervisory Board No. TorLorThor. 3/2555 Re
? conducted by Thaipat Institute. This is an initiative under the SEC?s Sustainability Development Roadmap for Listed Companies emphasizing on running business operation with good corporate governance
without the company's assignment, under which {A} failed to record his investment advice given to two clients. In addition, {A}, knowing that {B} was neither the SEC-approved investment analyst nor
ambulances and medical equipment to the Foundation for the Crown Prince Hospital under the initiative, “50 Years of SET: Encouraging Good Deeds for Society.”Miss Sucha Boonyanate, Deputy Secretary-General of
. Nantawat constituted an offense under Section 287 of the SEA and filed a criminal complaint against Mr. Nantawat with DSI in connection with the audit of the financial statements for the year 2021, in order
ultimate controlling persons through both direct and indirect shareholdings, and requires that major shareholders are not subject to prohibited characteristics, such as being under allegations or legal