Company; “investor contact” 2 means persons whose duties are to contact, solicit, advise or plan investment for investors or a securities company’s client and are divided into two categories: Category A
Characteristics of the Executives of a Securities Company; “investor contact” 2 means persons whose duties are to contact, solicit, advise or plan investment for investors or a securities company’s client and are
จัดการกองทุนรวมและงานที่เกี่ยวข้อง ( (1) การจัดทำคู่มือการปฏิบัติงาน (compliance manual) และรายละเอียดของคู่มือดังกล่าว ( (2) การจัดทำแผนการตรวจสอบ (audit plan) ประจำปี ( (3) ระยะเวลาในการรายงานผลการตรวจ
restoration plan or operation was not approved by an agency supervising such financial institution or the Commission of the Organization for Reformation of Financial Institution System or has been ordered to
financial institution whose license has been revoked, or business has been controlled or operation has been ceased due to the status restoration plan or operation was not approved by an agency supervising
shareholders’ meeting resolution of the securities issuer; 3. a creditor of a securities issuer according to the rehabilitation plan approved by the court under the bankruptcy law or the debt restructuring
issuer; 3. a creditor of a securities issuer according to the rehabilitation plan approved by the court under the bankruptcy law or the debt restructuring agreement; 4. a shareholder of a securities issuer
such information to the Stock Exchange of Thailand. Reasons and Justifications for the Transaction : The Company has a plan for business expansion, and it is thus necessary for the Company to use more
policy in the Digital Economy operation plan. Therefore, the bank pays attention to the innovation products development and digital financial services for provide the time saving to the customers, expense